DFX Intelligence
RIA Intelligence
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Registered advisor
M•••••• J• T•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Mar 21, 2025
In the industry
21 y
since Jan 25, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Mar 21, 2025 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseMar 27, 2023 to Mar 26, 2025 · Wichita, Ks
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 21, 2015 to Apr 3, 2023 · Wichita, Ks
- L•• F•••••••• L•• BD affiliatedJan 26, 2005 to Oct 5, 2015 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Mar 26, 2025, registered Mar 21, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Apr 3, 2023, registered Mar 27, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 5, 2015, registered Sep 21, 2015 (-14 days) · Other
Signals
- M•••••• J• T••••••• left W•••• F•••• A••••••• for &Partners (registered 2025-03-21)Mar 26, 2025 · Advisor changed firm · fact
- M•••••• J• T••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2023-03-27)Apr 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address