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Registered advisor
C••••• J•• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••• H Parikh
At current firm
4 y
since Feb 11, 2022
In the industry
22 y
since Sep 14, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••• A••••••• BD affiliated currentsince Feb 11, 2022 · New Orleans, La
- W•••• F•••• A••••••• wirehouseJun 5, 2013 to Feb 16, 2022 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 24, 2012 to May 20, 2013 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseOct 16, 2007 to May 31, 2012 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMDec 3, 2004 to Sep 10, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to N•••••• A•••••••left Feb 16, 2022, registered Feb 11, 2022 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 20, 2013, registered Jun 5, 2013 (16 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left May 31, 2012, registered May 24, 2012 (-7 days) · Other
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 10, 2007, registered Oct 16, 2007 (36 days) · Other
Signals
- C••••• J•• P•••• left W•••• F•••• A••••••• for N•••••• A••••••• (registered 2022-02-11)Feb 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address