RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•• M••••• C•••••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Aug 10, 2026 · Des Moines, Ia
- E••••• J•••• national BDJan 22, 2016 to Nov 18, 2025 · Spring, Tx
- E••••• J•••• to P•••••••• S••••••••• I•••left Nov 18, 2025, registered Aug 10, 2026 (265 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•• M••••• C••••••••• left E••••• J•••• for P•••••••• S••••••••• I••• (registered 2026-08-10)Nov 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address