DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Diehl
Feed of 09/14/2026
Also filed as Scott Michael Diehl
At current firm
1 y
since Jun 9, 2025
In the industry
21 y
since Nov 5, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Jun 9, 2025 · Mount Dora, Fl
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Dec 10, 2024 · Tampa, Fl
- Securities America Advisors, Inc. formerOct 26, 2022 to Jun 14, 2024 · Tampa, Fl
- Allstate Financial Advisors, LLC BD affiliatedJan 22, 2019 to Oct 24, 2022 · Palm Harbor, Fl
- Sequoia Financial Group, L.L.C. independent RIAOct 19, 2017 to Sep 28, 2018 · Tampa, Fl
- Edward Jones national BDMar 2, 2015 to Aug 2, 2017 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Allstate Financial Advisors, LLCleft Dec 10, 2024, registered Jun 9, 2025 (181 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Allstate Financial Advisors, LLC to Securities America Advisors, Inc.left Oct 24, 2022, registered Oct 26, 2022 (2 days) · Affiliated broker-dealer or bank to another
- Sequoia Financial Group, L.L.C. to Allstate Financial Advisors, LLCleft Sep 28, 2018, registered Jan 22, 2019 (116 days) · RIA to affiliated broker-dealer or bank
- Edward Jones to Sequoia Financial Group, L.L.C.left Aug 2, 2017, registered Oct 19, 2017 (78 days) · Other
Signals
- Scott Diehl left Osaic Wealth, Inc. for Allstate Financial Advisors, Llc (registered 2025-06-09)Dec 10, 2024 · Advisor changed firm · fact
- Scott Diehl left Allstate Financial Advisors, Llc for Securities America Advisors, Inc. (registered 2022-10-26)Oct 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address