RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Oct 21, 2025 · Plano, Tx
- E••••• J•••• national BDJan 22, 2021 to Oct 13, 2025 · Maryville, Tn
- T• A••••••••• I••• formerMar 5, 2018 to Jan 11, 2021 · Knoxville, Tn
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 17, 2017 to Feb 26, 2018 · Saint Louis, Mo
- C•••• C•••• F•••••••• S••••••• unclassifiedJan 19, 2007 to May 2, 2007 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 3, 2006 to Jan 4, 2007 · Bethesda, Md
- E••••• J•••• to F••••• I•••••••••left Oct 13, 2025, registered Oct 21, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to E••••• J••••left Jan 11, 2021, registered Jan 22, 2021 (11 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Mar 5, 2018 (-1032 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- C•••• C•••• F•••••••• S••••••• to S•••••••• I••••••••• M•••••••••left May 2, 2007, registered Mar 17, 2017 (3607 days) · Other
- C•••••••• G••••• M•••••• I••• to C•••• C•••• F•••••••• S•••••••left Jan 4, 2007, registered Jan 19, 2007 (15 days) · Other
- J•••••• N• T••••• left E••••• J•••• for F••••• I••••••••• (registered 2025-10-21)Oct 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address