DFX Intelligence
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Registered advisor
J•••••• P••••• Z••••
Feed of 09/14/2026
Also filed as J••• P• Z••••••••• Z••••••••• P• Z••••••••• P••••• Z••••••••• P••••• P••••• Z••••
At current firm
8 y
since Apr 30, 2018
In the industry
21 y
since Nov 12, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 30, 2018 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 12, 2009 to May 8, 2018 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseDec 17, 2008 to Feb 2, 2009 · Tampa, Fl
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 26, 2006 to Jul 23, 2008 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseNov 16, 2004 to Sep 20, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 8, 2018, registered Apr 30, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 2, 2009, registered Feb 12, 2009 (10 days) · Wirehouse to wirehouse
- U•••• F•••••••• S••••••• G••••• I••• to W•••• F•••• A•••••••left Jul 23, 2008, registered Dec 17, 2008 (147 days) · Other
- W•••• F•••• A••••••• to U•••• F•••••••• S••••••• G••••• I•••left Sep 20, 2006, registered Oct 26, 2006 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address