DFX Intelligence
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Registered advisor
A••••• C••••••• T••••
Feed of 09/14/2026
Also filed as A••••• C••••••••• M••••••• C••••••••• M••••••• C•••••••
At current firm
6 y
since Jun 12, 2020
In the industry
21 y
since Dec 22, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 12, 2020 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 18, 2019 to Jul 6, 2020 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseMar 31, 2016 to Jun 26, 2019 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 15, 2016 · Palm Beach Gardens, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 1, 2012 · Livermore, Ca
- W••• I••••••••• I••• unclassifiedMar 19, 2009 to May 2, 2009 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 6, 2020, registered Jun 12, 2020 (-24 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Apr 15, 2016, registered Mar 31, 2016 (-15 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address