RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E• C••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2026 · Hamilton, Mi
- S••••••••• A•••••• A•••••••• I••• formerOct 23, 2018 to Jan 23, 2020 · Hamilton, Mi
- S••••••• I••••••••• I••• formerJan 9, 2013 to Oct 22, 2018 · Willowbrook, Il
- E••••• J•••• national BDFeb 19, 2010 to Dec 18, 2012 · Naperville, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to Feb 12, 2010 · Wheaton, Il
- J••• M••••• S••••••••• I••• unclassifiedMay 17, 2007 to Oct 1, 2008 · Naperville, Il
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2005 to Feb 14, 2007 · Chicago, Il
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Jan 23, 2020, registered Jan 23, 2026 (2192 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Oct 22, 2018, registered Oct 23, 2018 (1 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to S••••••• I••••••••• I•••left Dec 18, 2012, registered Jan 9, 2013 (22 days) · Other
- J••• M••••• S••••••••• L•• to E••••• J••••left Feb 12, 2010, registered Feb 19, 2010 (7 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• I•••left Feb 14, 2007, registered May 17, 2007 (92 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address