DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• G• B•••••

U•• F•••••••• S••••••• I•••wirehouseCharlotte, Ncdual registrantIAPD 4840782

Feed of 09/14/2026

Also filed as C••••••••• George B•••••

At current firm

1 y

since May 15, 2025

In the industry

22 y

since Sep 14, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since May 15, 2025 · Charlotte, Nc
J••• M••••• S••••••••• L•• wirehouse
Aug 2, 2022 to May 30, 2025 · Atlanta, Ga
A••••••• F•••••••• A•••••••• L•• BD affiliated
Dec 22, 2021 to Jun 28, 2022 · Gainesville, Ga
E•••••••• A•••••••• L•• national BD
Oct 25, 2017 to Feb 7, 2019 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 8, 2011 to Jul 11, 2017 · Jacksonville, Fl
E•••••••• A•••••••• L•• national BD
Feb 2, 2007 to Nov 3, 2011 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left May 30, 2025, registered May 15, 2025 (-15 days) · Wirehouse to wirehouse
A••••••• F•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Jun 28, 2022, registered Aug 2, 2022 (35 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Feb 7, 2019, registered Dec 22, 2021 (1049 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••
left Jul 11, 2017, registered Oct 25, 2017 (106 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 3, 2011, registered Nov 8, 2011 (5 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C••••••••• G• B••••• left J••• M••••• S••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2025-05-15)
May 30, 2025 · Advisor changed firm · fact
C••••••••• G• B••••• left A••••••• F•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-08-02)
Jun 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address