J••••• M•••••• G••••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Oct 7, 2021 · Fort Meyers, Fl
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Oct 19, 2021 · Naples, Fl
• B••• S••••••••• L•• former
  Jan 20, 2015 to Feb 17, 2021 · Naples, Fl
• W•••• F•••• A••••••• wirehouse
  Feb 3, 2009 to Jan 22, 2015 · Bonita Springs, Fl
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Jul 12, 2005 to Dec 12, 2008 · Fort Myers, Fl

• T••••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Oct 19, 2021, registered Oct 7, 2021 (-12 days) · Affiliated broker-dealer or bank to another
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to B••• S••••••••• L••
  left Jan 22, 2015, registered Jan 20, 2015 (-2 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Dec 12, 2008, registered Feb 3, 2009 (53 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address