RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••••••• W•••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jul 31, 2026 · Chesterfield, Mo
- V•••••• P•••• F••••••••• L•• independent RIAJul 10, 2023 to Aug 21, 2026 · Lisle, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 17, 2017 to Sep 10, 2019 · Chesterfield, Mo
- T• A••••••••• I••• formerNov 17, 2017 to Sep 10, 2019 · Chesterfield, Mo
- O•••• I••••••••• I••• BD affiliatedApr 3, 2017 to Nov 8, 2017 · Clayton, Mo
- M•• F•••••••• S•••••••• I••• formerNov 4, 2015 to Mar 23, 2017 · St. Louis, Mo
- I••••• F•••••••• C••••••••• formerAug 1, 2012 to Sep 29, 2015 · St. Louis, Mo
- O••••••••• • C•• I••• BD affiliatedDec 16, 2009 to Jul 19, 2012 · St. Louis, Mo
- E••••• J•••• national BDApr 28, 2008 to Sep 25, 2009 · St Louis, Mo
- V•••••• P•••• F••••••••• L•• to M••••• G••••• A••••••• I•••left Aug 21, 2026, registered Jul 31, 2026 (-21 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 10, 2019, registered Nov 17, 2017 (-662 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 10, 2019, registered Nov 17, 2017 (-662 days) · channel change inside one enterprise, not a move
- O•••• I••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 8, 2017, registered Nov 17, 2017 (9 days) · Other
- M•• F•••••••• S•••••••• I••• to O•••• I••••••••• I•••left Mar 23, 2017, registered Apr 3, 2017 (11 days) · Other
- I••••• F•••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Sep 29, 2015, registered Nov 4, 2015 (36 days) · Other
- O••••••••• • C•• I••• to I••••• F•••••••• C•••••••••left Jul 19, 2012, registered Aug 1, 2012 (13 days) · Other
- E••••• J•••• to O••••••••• • C•• I•••left Sep 25, 2009, registered Dec 16, 2009 (82 days) · Other
- J••• C••••••••• W••••••• left V•••••• P•••• F••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-07-31)Aug 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address