DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•••• S••••••••

E••••• J••••national BDHudson, Wi dual registrantIAPD 4842889

Feed of 09/18/2026

Also filed as Matt S••••••••

At current firm

2 y

since Jun 12, 2024

In the industry

22 y

since Aug 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 12, 2024 · Hudson, Wi
O•••• I••••••••• I••• BD affiliated
Jan 29, 2021 to Apr 14, 2022 · Meriden, Ct
W•••••• • R••• former
Aug 7, 2019 to Oct 23, 2019 · Overland Park, Ks
C••••• A••••••• L•• former
Feb 11, 2019 to Jul 22, 2019 · Overland Park, Ks
E••••• J•••• national BD
Aug 25, 2009 to Nov 7, 2018 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to E••••• J••••
left Apr 14, 2022, registered Jun 12, 2024 (790 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to O•••• I••••••••• I•••
left Oct 23, 2019, registered Jan 29, 2021 (464 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to W•••••• • R•••
left Jul 22, 2019, registered Aug 7, 2019 (16 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to C••••• A••••••• L••
left Nov 7, 2018, registered Feb 11, 2019 (96 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• J•••• S•••••••• added a WI registration at E••••• J••••
Sep 17, 2026 · New state registration · fact
M•••••• J•••• S•••••••• left O•••• I••••••••• I••• for E••••• J•••• (registered 2024-06-12)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address