J•••• D••••• L•• H•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Apple Valley, Mn
• U••• B•••••• I••••••••• I••• former
  Jul 28, 2011 to Feb 13, 2026 · Saint Paul, Mn
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Jul 18, 2011 · St. Louis, Mo
• W•••• F•••• I••••••••• L•• unclassified
  Feb 1, 2008 to Jan 3, 2011 · Minneapolis, Mn
• E••••• J•••• national BD
  Sep 6, 2007 to Sep 7, 2007 · Lakeville, Mn

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
  left Jul 18, 2011, registered Jul 28, 2011 (10 days) · Other
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
• E••••• J•••• to W•••• F•••• I••••••••• L••
  left Sep 7, 2007, registered Feb 1, 2008 (147 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address