RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• G•••••• H•••••••
- E••••• J•••• national BD currentsince Feb 16, 2026 · Greenville, Sc
- C•••••• S••••• • C••• I••• national BDSep 18, 2017 to Nov 18, 2025 · Greenville, Sc
- S•••••••• A••••••• L•• national BDMar 12, 2007 to Aug 25, 2017 · Mckinney, Tx
- C•••••• S••••• • C••• I••• to E••••• J••••left Nov 18, 2025, registered Feb 16, 2026 (90 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Aug 25, 2017, registered Sep 18, 2017 (24 days) · Affiliated broker-dealer or bank to another
- T•••• G•••••• H••••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2026-02-16)Nov 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address