RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• M••••• G••••••
- F•••• F•••••••• independent RIA currentsince Mar 9, 2010 · Elk Grove Village, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Mar 12, 2010 · Hanover Park, Il
- A• G• E•••••• • S•••• I••• unclassifiedJan 19, 2007 to Jan 1, 2008 · Hanover Park, Il
- A••••••••• F•••••••• S•••••••• L•• national BDNov 24, 2004 to Jan 24, 2007 · Rosemont, Il
- W•••• F•••• A••••••• to F•••• F••••••••left Mar 12, 2010, registered Mar 9, 2010 (-3 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to A• G• E•••••• • S•••• I•••left Jan 24, 2007, registered Jan 19, 2007 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address