DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Kim
Feed of 09/15/2026
Also filed as Andrew Hye Sung Kim
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Sep 7, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Centennial, Co
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDApr 24, 2015 to Jul 13, 2018 · Greenwood Village, Co
- J.P. Morgan Institutional Investments formerMar 2, 2010 to Dec 31, 2011 · Englewood, Co
- Chase Investment Services Corp. formerMar 5, 2009 to Nov 20, 2009 · Englewood, Co
- Advice And Planning Services BD affiliatedMay 28, 2008 to Jul 22, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- J.P. Morgan Institutional Investments to Strategic Advisers LLCleft Dec 31, 2011, registered Apr 24, 2015 (1210 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Institutional Investmentsleft Nov 20, 2009, registered Mar 2, 2010 (102 days) · Other
- Advice And Planning Services to Chase Investment Services Corp.left Jul 22, 2008, registered Mar 5, 2009 (226 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address