RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••••• B•••••
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Jun 2, 2022 · Charlotte, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Mar 23, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerMar 21, 2006 to Jan 2, 2018 · Bluffton, Sc
- B••• A•••• M••••••••• I••• unclassifiedJun 1, 2005 to Mar 21, 2006 · Mount Pleasant, Sc
- T••••• A••••••• S•••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Mar 23, 2022, registered Jun 2, 2022 (71 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Mar 21, 2006, registered Mar 21, 2006 (0 days) · Other
- M••••••••• B••••• left T••••• A••••••• S•••••••• I••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2022-06-02)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address