DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tricia Colleen Sendelbach

Spectrum Investment Advisors, Inc.mixed wealthMequon, WiIA-onlyIAPD 4850240

Feed of 09/14/2026

Also filed as Tricia Colleen Oldenburg

At current firm

0 y

since Jul 26, 2026

In the industry

21 y

since Oct 15, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Spectrum Investment Advisors, Inc. mixed wealth current
since Jul 26, 2026 · Mequon, Wi
Voya Retirement Advisors, LLC other
Feb 19, 2025 to Jun 5, 2026 · Windsor, Ct
Oneamerica Securities, Inc. BD affiliated
Oct 2, 2015 to Feb 8, 2025 · Milwaukee, Wi
Bmo Harris Financial Advisors, Inc former
Aug 1, 2012 to Jan 13, 2014 · Brookfield, Wi
M&I Investment Management Corp. former
Apr 28, 2010 to Apr 18, 2012 · Milwaukee, Wi
M&I Financial Advisors, Inc. former
Mar 24, 2006 to Aug 1, 2012 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

Voya Retirement Advisors, LLC to Spectrum Investment Advisors, Inc.
left Jun 5, 2026, registered Jul 26, 2026 (51 days) · Other
Oneamerica Securities, Inc. to Voya Retirement Advisors, LLC
left Feb 8, 2025, registered Feb 19, 2025 (11 days) · Other · moved with a team
Bmo Harris Financial Advisors, Inc to Oneamerica Securities, Inc.
left Jan 13, 2014, registered Oct 2, 2015 (627 days) · Other
M&I Financial Advisors, Inc. to M&I Investment Management Corp.
left Aug 1, 2012, registered Apr 28, 2010 (-826 days) · corporate re-registration, not a move
M&I Investment Management Corp. to Bmo Harris Financial Advisors, Inc
left Apr 18, 2012, registered Aug 1, 2012 (105 days) · corporate re-registration, not a move

Signals

Tricia Colleen Sendelbach left Voya Retirement Advisors, Llc for Spectrum Investment Advisors, Inc. (registered 2026-07-26)
Jun 5, 2026 · Advisor changed firm · fact
Tricia Colleen Sendelbach left Oneamerica Securities, Inc. for Voya Retirement Advisors, Llc (registered 2025-02-19)
Feb 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address