DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• K••••••• C•••••

I•••••••state registeredSan Francisco, CaIA-onlyIAPD 4850762

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since Mar 25, 2022

In the industry

21 y

since Dec 21, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• state registered current
since Mar 25, 2022 · San Francisco, Ca
E••••• A••••••• L•• independent RIA
Feb 25, 2020 to Mar 23, 2022 · Walnut Creek, Ca
C•••••• S••••• • C••• I••• national BD
Aug 13, 2013 to Mar 5, 2020 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jul 23, 2013 · Phoenix, Az
W•••• F•••• I••••••••• L•• unclassified
Jan 1, 2005 to Jan 3, 2011 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

E••••• A••••••• L•• to I•••••••
left Mar 23, 2022, registered Mar 25, 2022 (2 days) · RIA to a state-registered adviser
C•••••• S••••• • C••• I••• to E••••• A••••••• L••
left Mar 5, 2020, registered Feb 25, 2020 (-9 days) · Affiliated broker-dealer or bank to a newly registered adviser
W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••
left Jul 23, 2013, registered Aug 13, 2013 (21 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

K•••• K••••••• C••••• left E••••• A••••••• L•• for Impactfi (registered 2022-03-25)
Mar 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address