DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• A••••••• L••
Latest filing Jun 18, 2026
First filing on the tape Jan 22, 2020 · 29 filings
SEC status approved since Feb 24, 2020
RAUM
$227M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$227M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$37.9M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$227M as of Jun 18, 2026
Mar 9, 2021$121M then
HNW client RAUM$153M as of Jun 18, 2026
Mar 9, 2021$70.9M then
State-registered IARs (5.B.3)4 as of Jun 18, 2026
Mar 9, 20215 then
Employees (5.A)8 as of Jun 18, 2026
Mar 9, 20217 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $37.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $379,609derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $74.1M, 105 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$153M67%
- Individuals$74.4M33%
- Corporations and businesses$46,8590.0%
- Individual clients
- 139reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 599reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.1M for 105 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• E• H••••••••Certified Financial Planner | Walnut Creek, Ca | Feb 25, 2020 | 26 y | 1 |
| J•••• M•••••• S••••• | Walnut Creek, Ca | Aug 28, 2020 | 12 y | 2 |
| G•••••• Z• V••• | Walnut Creek, Ca | Jan 2, 2025 | 25 y | 1 |
| C••• S•••••• M••••••• | Walnut Creek, Ca | Mar 20, 2025 | 10 y | 0 |
| J•••• Q•• | Walnut Creek, Ca | May 26, 2026 | 18 y | 0 |
| S••• M•••••• O•••••• | Walnut Creek, Ca | Jun 18, 2026 | 21 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- N••••••• L• B••• to I••••••••• F•••••••• P•••••••Dec 16, 2024 · RIA to a state-registered adviser
- S••••• M••• R••••• to L•• F•••••••• L••Oct 28, 2024 · RIA to affiliated broker-dealer or bank
- K•••• K••••••• C••••• to I•••••••Mar 23, 2022 · RIA to a state-registered adviser
Joined, latest
- S••• M•••••• O•••••• from T•• S••••••• G••••Jun 18, 2026 · RIA to RIA
- G•••••• Z• V••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 2, 2025 · Wirehouse to independent RIA
- S••••• M••• R••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jan 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- N••••••• L• B••• from C••••••••• W•••••Sep 26, 2022 · RIA to RIA
- J•••• M•••••• S••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 28, 2020 · Wirehouse to independent RIA
- J•• E• H•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 25, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- K•••• K••••••• C••••• from C•••••• S••••• • C••• I•••Feb 25, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 25, 2020 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• J••• E• · Founder And Chief Investment Officercontrolsince 02/2020 · owns less than 5%
- H••••••••• J••• E• · Grantor & Trusteecontrolsince 04/2015 · owns 75% or more of J•• H•••••••• L••••• T••••
- R•••••••• D••••• J•••• · Chief Compliance Officersince 03/2024 · owns less than 5%
Entity owners
- J•• H•••••••• L••••• T•••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walnut Creek, Ca · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 566 to 599Jan 2, 2026 to Mar 13, 2026
- HNW clients · 60 to 62Jan 2, 2026 to Mar 13, 2026
- Individual clients · 138 to 139Jan 2, 2026 to Mar 13, 2026
- Assets in custody · $65.4M to $74.1MJan 2, 2026 to Mar 13, 2026
- Employees · 7 to 8Jan 2, 2026 to Mar 13, 2026
- Discretionary RAUM · $193M to $223MJan 2, 2026 to Mar 13, 2026
- HNW RAUM · $130M to $153MJan 2, 2026 to Mar 13, 2026
- Individual RAUM · $65.0M to $74.4MJan 2, 2026 to Mar 13, 2026
- Non-discretionary RAUM · $1.7M to $4.5MJan 2, 2026 to Mar 13, 2026
- RAUM · $195M to $227MJan 2, 2026 to Mar 13, 2026
- Financial planning clients · 101-250 to 101-250Apr 18, 2025 to Jun 2, 2025
- Accounts · 526 to 566Jan 14, 2025 to Apr 18, 2025
- Advisory employees · 5 to 4Jan 14, 2025 to Apr 18, 2025
- Advisory activities · 5 to 4Jan 14, 2025 to Apr 18, 2025
- HNW clients · 61 to 60Jan 14, 2025 to Apr 18, 2025
- Individual clients · 126 to 138Jan 14, 2025 to Apr 18, 2025
- Assets in custody · $65.9M to $65.4MJan 14, 2025 to Apr 18, 2025
- Financial planning clients · 1-10 to 101-250Jan 14, 2025 to Apr 18, 2025
- State-registered IARs · 5 to 4Jan 14, 2025 to Apr 18, 2025
- Discretionary RAUM · $168M to $193MJan 14, 2025 to Apr 18, 2025
- HNW RAUM · $113M to $130MJan 14, 2025 to Apr 18, 2025
- Individual RAUM · $54.4M to $65.0MJan 14, 2025 to Apr 18, 2025
- Non-discretionary RAUM · $0 to $1.7MJan 14, 2025 to Apr 18, 2025
- RAUM · $168M to $195MJan 14, 2025 to Apr 18, 2025
- Advisory employees · 6 to 5Feb 23, 2024 to Apr 19, 2024
- Employees · 8 to 7Feb 23, 2024 to Apr 19, 2024
- State-registered IARs · 6 to 5Feb 23, 2024 to Apr 19, 2024
- Accounts · 486 to 526Mar 16, 2023 to Feb 23, 2024
- Advisory employees · 5 to 6Mar 16, 2023 to Feb 23, 2024
- HNW clients · 51 to 61Mar 16, 2023 to Feb 23, 2024
- Individual clients · 129 to 126Mar 16, 2023 to Feb 23, 2024
- Assets in custody · $61.0M to $65.9MMar 16, 2023 to Feb 23, 2024
- Employees · 7 to 8Mar 16, 2023 to Feb 23, 2024
- State-registered IARs · 5 to 6Mar 16, 2023 to Feb 23, 2024
- Discretionary RAUM · $145M to $168MMar 16, 2023 to Feb 23, 2024
- HNW RAUM · $91.2M to $113MMar 16, 2023 to Feb 23, 2024
- Individual RAUM · $54.2M to $54.4MMar 16, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $139,362 to $0Mar 16, 2023 to Feb 23, 2024
- RAUM · $145M to $168MMar 16, 2023 to Feb 23, 2024
- Accounts · 425 to 486Sep 23, 2022 to Mar 16, 2023
Signals
6 dated events
- N••••••• L• B••• left E••••• A••••••• L•• for I••••••••• F•••••••• P••••••• (registered 2025-01-17)Dec 16, 2024 · Advisor changed firm · fact
- S••••• M••• R••••• left E••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-10-06)Oct 28, 2024 · Advisor changed firm · fact
- James David Reichert (Chief Compliance Officer) appeared on Schedule A of E••••• A••••••• L••Apr 19, 2024 · Control person joined · fact
- K•••• K••••••• C••••• left E••••• A••••••• L•• for Impactfi (registered 2022-03-25)Mar 23, 2022 · Advisor changed firm · fact
- Kenyatta Kevin Cheeks (Chief Compliance Officer) no longer on Schedule A of E••••• A••••••• L•• (listed 2021-08-10, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- E••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jan 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-432-4645reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 925-592-4509reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- echo45autopilot.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-432-4645reportedpublic record, Form ADV, Jun 18, 2026
- Team page
- echo45advisors.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026