RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J•••••• A••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Oct 8, 2021 · Berwyn, Pa
- H••••••••• G•••• E••••• • R••••••••• S••••••••• formerJun 20, 2016 to Feb 22, 2022 · Waukesha, Wi
- W••••••• F•••••••• S•••••••• I••• formerJan 25, 2010 to Jun 24, 2016 · Waukesha, Wi
- M•• F•••••••• S•••••••• I••• formerNov 12, 2004 to Jan 29, 2010 · Milwaukee, Wi
- H••••••••• G•••• E••••• • R••••••••• S••••••••• to G•••• V••••• A•••••• G••••• L••left Feb 22, 2022, registered Oct 8, 2021 (-137 days) · RIA to RIA · moved with a team
- W••••••• F•••••••• S•••••••• I••• to H••••••••• G•••• E••••• • R••••••••• S•••••••••left Jun 24, 2016, registered Jun 20, 2016 (-4 days) · Other
- M•• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jan 29, 2010, registered Jan 25, 2010 (-4 days) · Other
- A••••• J•••••• A•••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for G•••• V••••• A•••••• G••••• L•• (registered 2021-10-08)Feb 22, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address