DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ryan Allan Wharton

Cwa Asset Management Groupindependent RIANaples, Fl IA-onlyIAPD 4853479

Certified Financial Planner

Feed of 09/15/2026

Also filed as Ryan Allan Wharton

At current firm

1 y

since May 30, 2025

In the industry

21 y

since Oct 28, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwa Asset Management Group independent RIA current
since May 30, 2025 · Naples, Fl
Strategic Advisers LLC national BD
Mar 31, 2025 to May 13, 2025 · St Johns, Fl
Fidelity Personal And Workplace Advisors former
Aug 2, 2021 to Mar 31, 2025 · Jacksonville, Fl
Cx Institutional, LLC independent RIA
Feb 23, 2021 to May 18, 2021 · Auburn, In
Td Ameritrade Investment Management, LLC former
Aug 8, 2011 to Jan 11, 2021 · Cincinnati, Oh
Td Ameritrade, Inc. former
Aug 8, 2011 to Dec 31, 2020 · Cincinnati, Oh
Fifth Third Securities, Inc. BD affiliated
Jul 13, 2010 to Jul 29, 2011 · Cincinnati, Oh
Waddell & Reed former
Jul 29, 2009 to Mar 5, 2010 · West Chester, Oh

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Cwa Asset Management Group
left May 13, 2025, registered May 30, 2025 (17 days) · Affiliated broker-dealer or bank to independent RIA
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Cx Institutional, LLC to Fidelity Personal And Workplace Advisors
left May 18, 2021, registered Aug 2, 2021 (76 days) · RIA to affiliated broker-dealer or bank
Td Ameritrade Investment Management, LLC to Cx Institutional, LLC
left Jan 11, 2021, registered Feb 23, 2021 (43 days) · RIA to RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Dec 31, 2020, registered Aug 8, 2011 (-3433 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to Td Ameritrade, Inc.
left Jul 29, 2011, registered Aug 8, 2011 (10 days) · Other
Waddell & Reed to Fifth Third Securities, Inc.
left Mar 5, 2010, registered Jul 13, 2010 (130 days) · Other

Signals

Ryan Allan Wharton left Strategic Advisers Llc for Cwa Asset Management Group (registered 2025-05-30)
May 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address