RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• J••••• B•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · West Conshohocken, Pa
- E•••••• F•••••••• S•••••••• L•• formerJul 1, 2016 to Nov 1, 2018 · West Conshohocken, Pa
- M••••• G••••• A••••••• I••• independent RIAMay 11, 2015 to Jun 30, 2016 · Radnor, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 1, 2010 to May 6, 2015 · Harrison, Pa
- E•• A•••••••• L••• unclassifiedJan 12, 2005 to Dec 31, 2008 · King Of Prussia, Pa
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- M••••• G••••• A••••••• I••• to E•••••• F•••••••• S•••••••• L••left Jun 30, 2016, registered Jul 1, 2016 (1 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M••••• G••••• A••••••• I•••left May 6, 2015, registered May 11, 2015 (5 days) · Other
- E•• A•••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2008, registered Jun 1, 2010 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address