DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J••• M•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedPeachtree City, Gadual registrantIAPD 4853760

Feed of 09/14/2026

Also filed as A•••••• M•••••••

At current firm

1 y

since Mar 7, 2025

In the industry

21 y

since Nov 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Mar 7, 2025 · Peachtree City, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Oct 31, 2016 to Mar 10, 2025 · Atlanta, Ga
S••••••• I••••••••• S•••••••• I••• former
May 6, 2016 to Dec 31, 2016 · Peachtree City, Ga
W•••• F•••• A••••••• wirehouse
Jan 26, 2011 to May 9, 2016 · Hapeville, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 31, 2011 · Atlanta, Ga
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Sep 24, 2008 to Oct 23, 2009 · Marietta, Ga
S••••••• I••••••••• S•••••••• I••• former
Sep 26, 2005 to Oct 1, 2008 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 10, 2025, registered Mar 7, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Oct 31, 2016 (-61 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left May 9, 2016, registered May 6, 2016 (-3 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 31, 2011, registered Jan 26, 2011 (-5 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 1, 2008, registered Sep 24, 2008 (-7 days) · Other

Signals

A•••••• J••• M••••••• left T••••• A••••••• S•••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-03-07)
Mar 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address