R••• F•••••• W••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 30, 2026 · Cleveland, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Oct 26, 2018 · Elyria, Oh
• P•• W••••• M••••••••• BD affiliated
  Nov 16, 2017 to Oct 30, 2018 · Cleveland, Oh
• C••••••• S••••••••• I••• BD affiliated
  Apr 17, 2017 to Oct 23, 2017 · North Olmstead, Oh

• P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
  left Oct 30, 2018, registered Oct 26, 2018 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Oct 23, 2017, registered Nov 16, 2017 (24 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address