B••• S•••• W•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 26, 2024 · San Diego, Ca
• M•• S••••••••• I••• unclassified
  Sep 24, 2018 to Jun 9, 2021 · Villanova, Pa
• J••• M••••• S••••••••• L•• wirehouse
  Feb 17, 2009 to May 15, 2012 · Princeton, Nj
• A••••••••• L••• other
  Jan 6, 2005 to Mar 19, 2007 · New York, Ny

• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jan 26, 2024 (961 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to M•• S••••••••• I•••
  left May 15, 2012, registered Sep 24, 2018 (2323 days) · Other
• A••••••••• L••• to J••• M••••• S••••••••• L••
  left Mar 19, 2007, registered Feb 17, 2009 (701 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address