DFX Intelligence
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Firm absorbed
9 advisors left B••••• H••• A•••••••• L•• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bin Chen | North Andover, Ma | Nov 2, 2023 | Aug 9, 2023 |
| Eileen Splaine Currie | North Andover, Ma | Nov 2, 2023 | Aug 1, 2023 |
| John Ham | North Andover, Ma | Nov 2, 2023 | Dec 19, 2023 |
| Joseph William Hayes | North Andover, Ma | Nov 2, 2023 | Aug 9, 2023 |
| Marybeth R Breed | North Andover, Ma | Nov 2, 2023 | Aug 9, 2023 |
| Michael Paul Dalton | North Andover, Ma | Nov 2, 2023 | Aug 1, 2023 |
| Ronald F Siggens | North Andover, Ma | Nov 2, 2023 | Aug 16, 2023 |
| Scott Brown | North Andover, Ma | Nov 2, 2023 | Aug 1, 2023 |
| Stephen F Curran | North Andover, Ma | Nov 2, 2023 | Aug 1, 2023 |
The rule
- Registrations ended
- Nov 2, 2023
- Registered next
- Aug 1, 2023 to Dec 19, 2023
- Branch state
- MA
- Cities
- 1, most in North Andover, Ma
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 82%
- Succession by the destination
- none on the tape