RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••••• C••••
- C••••••• P••••••• independent RIA currentsince Jun 14, 2023 · Overland Park, Ks
- V••••••• A•••••••• I••• BD affiliatedJul 17, 2015 to Mar 27, 2018 · Charlotte, Nc
- S•••••• I••••••••• G••••• L•• formerJun 30, 2008 to Dec 31, 2008 · Mooresville, Nc
- T••••••• W••••• unclassifiedDec 7, 2007 to Oct 8, 2010 · Mooresville, Nc
- T•• F•••••••• G••••• L•• unclassifiedJan 27, 2005 to Dec 4, 2007 · Charlotte, Nc
- V••••••• A•••••••• I••• to C••••••• P•••••••left Mar 27, 2018, registered Jun 14, 2023 (1905 days) · Other
- T••••••• W••••• to S•••••• I••••••••• G••••• L••left Oct 8, 2010, registered Jun 30, 2008 (-830 days) · Other
- S•••••• I••••••••• G••••• L•• to V••••••• A•••••••• I•••left Dec 31, 2008, registered Jul 17, 2015 (2389 days) · Other
- T•• F•••••••• G••••• L•• to T••••••• W•••••left Dec 4, 2007, registered Dec 7, 2007 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address