DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• C••••• M••••••

W•••• F•••• A•••••••wirehouseIssaquah, Wa dual registrantIAPD 4860776

Feed of 09/15/2026

Also filed as B•••• M••••••

At current firm

0 y

since Jan 6, 2026

In the industry

21 y

since Nov 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 6, 2026 · Issaquah, Wa
U••• B•••••• I••••••••• I••• former
Apr 16, 2021 to Jan 6, 2026 · Renton, Wa
F•••••••• A•••••••• I••••••••• M••••••••• former
Jan 13, 2015 to Apr 19, 2021 · Renton, Wa
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 17, 2014 · Newcastle, Wa
C•••• I••••••••• S••••••• C•••• former
Jun 14, 2011 to Oct 1, 2012 · Newcastle, Wa

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Jan 6, 2026, registered Jan 6, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
F•••••••• A•••••••• I••••••••• M••••••••• to U••• B•••••• I••••••••• I•••
left Apr 19, 2021, registered Apr 16, 2021 (-3 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••
left Nov 17, 2014, registered Jan 13, 2015 (57 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

B•••• C••••• M•••••• left U••• B•••••• I••••••••• I••• for W•••• F•••• A••••••• (registered 2026-01-06)
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address