RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• J••• B•••••••••
- R•• C•••••• M••••••• L•• national BD currentsince Jul 16, 2026 · Newport Beach, Ca
- M••••• S•••••• wirehouseFeb 7, 2014 to Jul 13, 2026 · Beverly Hills, Ca
- W•••• F•••• A••••••• wirehouseMay 25, 2011 to Jan 22, 2014 · Beverly Hills, Ca
- C•••• I••••••••• S••••••• C•••• formerJan 21, 2010 to Apr 21, 2011 · Los Angeles, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 13, 2006 to Apr 21, 2008 · Henderson, Nv
- W•••• F•••• I••••••••• L•• unclassifiedMay 3, 2005 to Aug 15, 2006 · Las Vegas, Nv
- M••••• S•••••• to R•• C•••••• M••••••• L••left Jul 13, 2026, registered Jul 16, 2026 (3 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Jan 22, 2014, registered Feb 7, 2014 (16 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Apr 21, 2011, registered May 25, 2011 (34 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Apr 21, 2008, registered Jan 21, 2010 (640 days) · Other
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 15, 2006, registered Oct 13, 2006 (59 days) · Other
- B••••• J••• B••••••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-07-16)Jul 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address