RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• H••••••••
- M••••••• S••••••••• L•• state registered currentsince Feb 25, 2022 · Ada, Mi
- M••••••• S••••••••• L•• state registeredAug 22, 2017 to Dec 31, 2018 · Ada, Mi
- W••••••••• formerApr 27, 2016 to Mar 27, 2017 · Boca Raton, Fl
- B••• S••••••••• L•• formerOct 13, 2014 to Mar 24, 2016 · Ft Lauderdale, Fl
- M••••• S•••••• wirehouseJun 19, 2012 to Oct 16, 2014 · Boca Raton, Fl
- W••••••••• to M••••••• S••••••••• L••left Mar 27, 2017, registered Aug 22, 2017 (148 days) · Other
- B••• S••••••••• L•• to W•••••••••left Mar 24, 2016, registered Apr 27, 2016 (34 days) · Other
- M••••• S•••••• to B••• S••••••••• L••left Oct 16, 2014, registered Oct 13, 2014 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address