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Registered advisor
T••••• N•••••• M•••••••
Feed of 09/14/2026
Also filed as T••••• N M•••••••
At current firm
7 y
since Sep 24, 2018
In the industry
21 y
since Dec 3, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 24, 2018 · Boise, Id
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 1, 2017 to Oct 2, 2018 · Meridian, Id
- B••••••• I••••••••• S•••••••• I••• ••••• formerMar 22, 2012 to Nov 28, 2016 · Albuquerque, Nm
- M•• F•••••••• S•••••••• I••• formerDec 22, 2009 to Mar 22, 2012 · Albuquerque, Nm
- E••••• J•••• national BDFeb 13, 2007 to Dec 7, 2009 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Oct 2, 2018, registered Sep 24, 2018 (-8 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to M•• I•••••••• S•••••••• L••left Nov 28, 2016, registered May 1, 2017 (154 days) · Other
- M•• F•••••••• S•••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Mar 22, 2012, registered Mar 22, 2012 (0 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Dec 7, 2009, registered Dec 22, 2009 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address