DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian S Cussimanio

LPL Financial LLCBD affiliatedLyndonville, Vtdual registrantIAPD 4863346

Feed of 09/14/2026

Also filed as Brian Scott Cussimanio

At current firm

2 y

since Nov 1, 2023

In the industry

21 y

since Dec 3, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 1, 2023 · Lyndonville, Vt
Edward Jones national BD
Sep 13, 2021 to Mar 4, 2022 · East Burke, Vt
Esi Financial Advisors independent RIA
Mar 10, 2015 to Nov 12, 2020 · Colchester, Vt
Quest Capital Strategies, Inc. former
Aug 19, 2010 to Nov 11, 2010 · Laguna Hills, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to May 27, 2010 · Colchester, Vt
Citigroup Global Markets Inc. BD affiliated
Sep 4, 2008 to Jun 1, 2009 · Burlington, Vt
Edward Jones national BD
Mar 1, 2007 to Sep 4, 2008 · Shelburne, Vt

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to LPL Financial LLC
left Mar 4, 2022, registered Nov 1, 2023 (607 days) · Affiliated broker-dealer or bank to another
Esi Financial Advisors to Edward Jones
left Nov 12, 2020, registered Sep 13, 2021 (305 days) · Affiliated broker-dealer or bank to another
Quest Capital Strategies, Inc. to Esi Financial Advisors
left Nov 11, 2010, registered Mar 10, 2015 (1580 days) · Other
Morgan Stanley to Quest Capital Strategies, Inc.
left May 27, 2010, registered Aug 19, 2010 (84 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Edward Jones to Citigroup Global Markets Inc.
left Sep 4, 2008, registered Sep 4, 2008 (0 days) · Other

Signals

Brian S Cussimanio left Edward Jones for Lpl Financial Llc (registered 2023-11-01)
Mar 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address