RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L••• R••••••
- C••••••• P••••••• independent RIA currentsince Nov 6, 2017 · Kalamazoo, Mi
- Z•••• F•••••••• independent RIAJan 5, 2015 to Oct 10, 2017 · Portage, Mi
- Z•••• F•••••••• independent RIAMar 2, 2012 to Dec 31, 2014 · Portage, Mi
- L•• F•••••••• L•• BD affiliatedJan 10, 2008 to Nov 13, 2012 · Fort Mill, Sc
- Z•••• F•••••••• to C••••••• P•••••••left Oct 10, 2017, registered Nov 6, 2017 (27 days) · Other
- L•• F•••••••• L•• to Z•••• F••••••••left Nov 13, 2012, registered Mar 2, 2012 (-256 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address