DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven George Perillo
Feed of 09/14/2026
Also filed as Steven G Perillo
At current firm
5 y
since Jul 21, 2021
In the industry
20 y
since Apr 13, 2006 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 21, 2021 · Staten Island, Ny
- Waddell & Reed formerFeb 1, 2021 to Jul 21, 2021 · Staten Island, Ny
- Santander Securities BD affiliatedMay 7, 2014 to Feb 2, 2021 · Staten Island, Ny
- Td Ameritrade, Inc. formerMay 23, 2013 to Jan 31, 2014 · New York, Ny
- Td Ameritrade Investment Management, LLC formerMay 20, 2013 to Jan 31, 2014 · New York City, Ny
- Ameriprise Financial Services, LLC national BDJun 9, 2011 to Apr 25, 2013 · Staten Island, Ny
- Wells Fargo Advisors wirehouseApr 23, 2010 to Jun 13, 2011 · Oakhurst, Nj
- Chase Investment Services Corp. formerFeb 12, 2008 to Apr 26, 2010 · Staten Island, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 24, 2007 to Feb 6, 2008 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- Santander Securities to Waddell & Reedleft Feb 2, 2021, registered Feb 1, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 31, 2014, registered May 23, 2013 (-253 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Santander Securitiesleft Jan 31, 2014, registered May 7, 2014 (96 days) · Other
- Ameriprise Financial Services, LLC to Td Ameritrade Investment Management, LLCleft Apr 25, 2013, registered May 20, 2013 (25 days) · Other
- Wells Fargo Advisors to Ameriprise Financial Services, LLCleft Jun 13, 2011, registered Jun 9, 2011 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to Wells Fargo Advisorsleft Apr 26, 2010, registered Apr 23, 2010 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Feb 6, 2008, registered Feb 12, 2008 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address