DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• D••••

C••• L••BD affiliatedOmaha, Ne dual registrantIAPD 4867689

Feed of 09/14/2026

Also filed as B•••• Courtland D••••

At current firm

0 y

since Jul 27, 2026

In the industry

21 y

since Dec 21, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Jul 27, 2026 · Lebanon, Nh
W•••• F•••• A••••••• wirehouse
Jul 13, 2023 to Aug 5, 2026 · Lebanon, Nh
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jul 14, 2023 · Lebanon, Nh
A• G• E•••••• • S•••• I••• unclassified
Jan 1, 2005 to Jan 1, 2008 · Lebanon, Nh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C••• L••
left Aug 5, 2026, registered Jul 27, 2026 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jul 14, 2023, registered Jul 13, 2023 (-1 days) · channel change inside one enterprise, not a move · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

B•••• D•••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)
Aug 5, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address