RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• E•••• D•••••••• F•••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Jan 30, 2026 · Marietta, Ga
- O•• W••••• M••• L•• independent RIAMay 30, 2019 to Jan 17, 2025 · Las Vegas, Nv
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Sep 27, 2018 · Portland, Or
- V••• F•••••••• P•••••••• L•• formerAug 11, 2006 to Jan 3, 2011 · Portland, Or
- O•• W••••• M••• L•• to I••••• P••••••••• W•••••• L••left Jan 17, 2025, registered Jan 30, 2026 (378 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to O•• W••••• M••• L••left Sep 27, 2018, registered May 30, 2019 (245 days) · Affiliated broker-dealer or bank to independent RIA
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- A••••• E•••• D•••••••• F••••• left O•• W••••• M••• L•• for I••••• P••••••••• W•••••• L•• (registered 2026-01-30)Jan 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address