A••• J••• S••••••

• K••••• A•••••••• I••• BD affiliated current
  since Nov 7, 2014 · Ft. Lauderdale, Fl
• L•• F•••••••• L•• BD affiliated
  May 27, 2011 to Nov 21, 2014 · Edinburg, Tx
• E••••• J•••• national BD
  Aug 30, 2006 to May 31, 2011 · St. Louis, Mo
• W•••• F•••• I••••••••• L•• unclassified
  Jan 19, 2006 to Apr 27, 2006 · Mission, Tx

• L•• F•••••••• L•• to K••••• A•••••••• I•••
  left Nov 21, 2014, registered Nov 7, 2014 (-14 days) · Other
• E••••• J•••• to L•• F•••••••• L••
  left May 31, 2011, registered May 27, 2011 (-4 days) · Other
• W•••• F•••• I••••••••• L•• to E••••• J••••
  left Apr 27, 2006, registered Aug 30, 2006 (125 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address