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Registered advisor
P•••••• J••••• P•••••
Feed of 09/15/2026
Also filed as P•••••• J••••• P•••••
At current firm
3 y
since Jun 1, 2023
In the industry
19 y
since Jul 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 1, 2023 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2022 to May 22, 2023 · Frisco, Tx
- U•• F•••••••• S••••••• I••• wirehouseDec 1, 2020 to Nov 4, 2022 · Dallas, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedJan 9, 2019 to Nov 19, 2020 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 22, 2023, registered Jun 1, 2023 (10 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 4, 2022, registered Nov 30, 2022 (26 days) · Wirehouse to wirehouse
- F•••• C•••••• A••••••• S••••••• to U•• F•••••••• S••••••• I•••left Nov 19, 2020, registered Dec 1, 2020 (12 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- P•••••• J••••• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-06-01)May 22, 2023 · Advisor changed firm · fact
- P•••••• J••••• P••••• left U•• F•••••••• S••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-11-30)Nov 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address