RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••• M•••••
- M•• S••••••••• L•• no RAUM currentsince Dec 20, 2023 · Boston, Ma
- U••••• B•••••••• S••••••• I•• BD affiliatedJul 6, 2022 to Dec 15, 2023 · Vienna, Va
- P••• A••••• S••••••••• L•• BD affiliatedAug 9, 2010 to Jul 22, 2013 · Chevy Chase, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 14, 2005 to Jul 29, 2010 · Baltimore, Md
- U••••• B•••••••• S••••••• I•• to M•• S••••••••• L••left Dec 15, 2023, registered Dec 20, 2023 (5 days) · Other
- P••• A••••• S••••••••• L•• to U••••• B•••••••• S••••••• I••left Jul 22, 2013, registered Jul 6, 2022 (3271 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Jul 29, 2010, registered Aug 9, 2010 (11 days) · Other
- J•••• S•••••• M••••• left U••••• B•••••••• S••••••• I•• for M•• S••••••••• L•• (registered 2023-12-20)Dec 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address