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Registered advisor
C••• A•••••• V•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••• V•••
At current firm
4 y
since Jul 22, 2022
In the industry
21 y
since Dec 4, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 22, 2022 · Pasadena, Ca
- M••••••••• R••••••••• BD affiliatedJun 18, 2008 to Jul 11, 2022 · Washington, Dc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 17, 2006 to Apr 1, 2008 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2004 to Mar 24, 2006 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• R••••••••• to M••••• S••••••left Jul 11, 2022, registered Jul 22, 2022 (11 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M••••••••• R•••••••••left Apr 1, 2008, registered Jun 18, 2008 (78 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 24, 2006, registered Mar 17, 2006 (-7 days) · Other
Signals
- C••• A•••••• V••• left M••••••••• R••••••••• for M••••• S•••••• (registered 2022-07-22)Jul 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address