RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••• G•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 3, 2026 · Meridian, Ms
- C••••••••• F•••••••• N•••••• national BDNov 22, 2021 to Mar 3, 2026 · Meridian, Ms
- B••••• C•••••• F•••••••• M••••••••• G••••• I••• formerMay 1, 2009 to Apr 18, 2011 · Meridian, Ms
- N••• F•••••••• G••••• I••• formerFeb 24, 2009 to Mar 1, 2010 · Meridian, Ms
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2006 to Mar 4, 2009 · Meridian, Ms
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 14, 2005 to Jan 12, 2006 · Meridian, Ms
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 3, 2026, registered Mar 3, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••••• C•••••• F•••••••• M••••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Apr 18, 2011, registered Nov 22, 2021 (3871 days) · Other
- N••• F•••••••• G••••• I••• to B••••• C•••••• F•••••••• M••••••••• G••••• I•••left Mar 1, 2010, registered May 1, 2009 (-304 days) · Other
- U•• F•••••••• S••••••• I••• to N••• F•••••••• G••••• I•••left Mar 4, 2009, registered Feb 24, 2009 (-8 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jan 12, 2006, registered Jan 17, 2006 (5 days) · Other
- J••• D•••• G••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-03-03)Mar 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address