RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• B••• H••••••
- E••••• J•••• national BD currentsince Jun 11, 2026 · W••••••••, Ga
- W•••••••• W••••• M••••••••• I••• independent RIAAug 3, 2018 to Dec 12, 2019 · W••••••••, Ga
- W•••••••• F•••••••• G••••• I••• formerFeb 6, 2007 to Nov 7, 2018 · W••••••••, Ga
- W•••••••• W••••• M••••••••• I••• to E••••• J••••left Dec 12, 2019, registered Jun 11, 2026 (2373 days) · RIA to affiliated broker-dealer or bank
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 7, 2018, registered Aug 3, 2018 (-96 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address