DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Howard Deardorff
Certified Financial Planner
Feed of 09/14/2026
Also filed as John Howard Deardorff
At current firm
10 y
since Nov 10, 2015
In the industry
21 y
since Oct 15, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
18
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Compak Asset Management independent RIA currentsince Nov 10, 2015 · Newport Beach, Ca
- Check Capital Management Inc independent RIAMar 2, 2015 to Nov 3, 2015 · Costa Mesa, Ca
- Mercer Global Advisors Inc. independent RIAJun 27, 2013 to Dec 17, 2014 · Newport Beach, Ca
- Integrated Wealth Management, Inc. formerAug 29, 2012 to Oct 8, 2013 · Palm Desert, Ca
- Td Ameritrade Investment Management, LLC formerSep 22, 2010 to Jul 6, 2012 · Indian Wells, Ca
- Td Ameritrade, Inc. formerSep 22, 2010 to Jul 6, 2012 · Indian Wells, Ca
- Edward Jones national BDMar 22, 2010 to Jun 28, 2010 · Rancho Mirage, Ca
Moves
a registration end followed by a registration begin elsewhere
- Check Capital Management Inc to Compak Asset Managementleft Nov 3, 2015, registered Nov 10, 2015 (7 days) · Other
- Mercer Global Advisors Inc. to Check Capital Management Incleft Dec 17, 2014, registered Mar 2, 2015 (75 days) · Other
- Integrated Wealth Management, Inc. to Mercer Global Advisors Inc.left Oct 8, 2013, registered Jun 27, 2013 (-103 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jul 6, 2012, registered Sep 22, 2010 (-653 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Integrated Wealth Management, Inc.left Jul 6, 2012, registered Aug 29, 2012 (54 days) · Other
- Edward Jones to Td Ameritrade Investment Management, LLCleft Jun 28, 2010, registered Sep 22, 2010 (86 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address