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Registered advisor
A•••••••• P•••••
Feed of 09/15/2026
Also filed as Albert P•••••
At current firm
13 y
since Jul 19, 2013
In the industry
21 y
since Feb 23, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 19, 2013 · Rialto, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 23, 2013 · Fontana, Ca
- C•••• I••••••••• S••••••• C•••• formerJan 6, 2010 to Oct 1, 2012 · Moreno Valley, Ca
- S••••••• I••••••••• I••• formerJul 20, 2007 to Dec 24, 2009 · Anaheim, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 23, 2013, registered Jul 19, 2013 (-4 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left Dec 24, 2009, registered Jan 6, 2010 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address