DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• A••••• R••••

C••••• I••••••••• A••••••• L••BD affiliatedLos Angeles, Cadual registrantIAPD 4878767

Feed of 09/14/2026

Also filed as J••••• R••••

At current firm

1 y

since Jul 25, 2025

In the industry

21 y

since May 4, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 25, 2025 · Los Angeles, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Sep 26, 2012 to Aug 24, 2023 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Nov 8, 2011 · El Segundo, Ca
W•••• F•••• I••••••••• L•• unclassified
Nov 13, 2007 to Jan 3, 2011 · El Segundo, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 5, 2005 to Feb 6, 2006 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Aug 24, 2023, registered Jul 25, 2025 (701 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Nov 8, 2011, registered Sep 26, 2012 (323 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••
left Feb 6, 2006, registered Nov 13, 2007 (645 days) · Other

Signals

J••••• A••••• R•••• left J••• M••••• P•••••• W••••• A••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-07-25)
Aug 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address