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Registered advisor
C•••••• D•••• K••••••••
Feed of 09/14/2026
Also filed as Chuck Konopaski
At current firm
6 y
since May 26, 2020
In the industry
21 y
since Jan 14, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 26, 2020 · Phoenix, Az
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to May 24, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerMay 15, 2014 to Jan 8, 2018 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 16, 2013 to May 1, 2014 · Chandler, Az
- U••• F•••••••• P••••••• S••••••• formerMar 29, 2010 to Aug 5, 2013 · Phoenix, Az
- C•••• I••••••••• S••••••• C•••• formerFeb 2, 2009 to May 29, 2009 · Sun City, Az
Moves
a registration end followed by a registration begin elsewhere
- U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••left May 24, 2020, registered May 26, 2020 (2 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• F•••••••• P••••••• S•••••••left May 1, 2014, registered May 15, 2014 (14 days) · Other
- U••• F•••••••• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 5, 2013, registered Aug 16, 2013 (11 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• F•••••••• P••••••• S•••••••left May 29, 2009, registered Mar 29, 2010 (304 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address