RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••• H••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 17, 2022 · Gainesville, Fl
- C•••••• A••••••• BD affiliatedJul 25, 2022 to Nov 17, 2022 · Williston, Fl
- L•••••• I••••••••• independent RIAJul 19, 2022 to Nov 17, 2022 · Williston, Fl
- C•••••• A••••••• to L•• F•••••••• L••left Nov 17, 2022, registered Nov 17, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•••••• I••••••••• to C•••••• A•••••••left Nov 17, 2022, registered Jul 25, 2022 (-115 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J••••• T••••• H•••• left C•••••• A••••••• for L•• F•••••••• L•• (registered 2022-11-17)Nov 17, 2022 · Advisor changed firm · fact
- J••••• T••••• H•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2022-07-25)Nov 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address