RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• G••••••••
- E•••• S••••••••• L•• BD affiliated currentsince Oct 13, 2025 · Ashland, Or
- M••••• S•••••• wirehouseDec 14, 2011 to May 7, 2013 · Birmingham, Mi
- M••••• S•••••• wirehouseOct 25, 2010 to Sep 14, 2011 · Boise, Id
- 1•• G••••• A••••••• I•• formerSep 19, 2008 to Sep 21, 2010 · Klamath Falls, Or
- U•• F•••••••• S••••••• I••• wirehouseOct 12, 2006 to Jun 13, 2008 · Chattanooga, Tn
- M••••• S•••••• to E•••• S••••••••• L••left May 7, 2013, registered Oct 13, 2025 (4542 days) · Wirehouse to affiliated broker-dealer or bank
- 1•• G••••• A••••••• I•• to M••••• S••••••left Sep 21, 2010, registered Oct 25, 2010 (34 days) · Other
- U•• F•••••••• S••••••• I••• to 1•• G••••• A••••••• I••left Jun 13, 2008, registered Sep 19, 2008 (98 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address