RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• B•••••
- C•••••••• F•••••••• state registered currentsince Feb 12, 2016 · Richmond, Va
- E•••• S••••••••• L•• BD affiliatedJun 29, 2015 to Feb 5, 2016 · Glen Allen, Va
- W•••• F•••• A••••••• wirehouseOct 1, 2014 to Jun 2, 2015 · Richmond, Va
- B••••• F••••••••• L•• unclassifiedFeb 26, 2013 to Sep 30, 2014 · Glen Allen, Va
- L•• F•••••••• L•• BD affiliatedOct 7, 2011 to Feb 26, 2013 · Midlothian, Va
- W•••• F•••• A••••••• wirehouseJan 24, 2008 to Oct 10, 2011 · Richmond, Va
- E•••• S••••••••• L•• to C•••••••• F••••••••left Feb 5, 2016, registered Feb 12, 2016 (7 days) · Other · moved with a team
- W•••• F•••• A••••••• to E•••• S••••••••• L••left Jun 2, 2015, registered Jun 29, 2015 (27 days) · Other
- B••••• F••••••••• L•• to W•••• F•••• A•••••••left Sep 30, 2014, registered Oct 1, 2014 (1 days) · Other
- L•• F•••••••• L•• to B••••• F••••••••• L••left Feb 26, 2013, registered Feb 26, 2013 (0 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 10, 2011, registered Oct 7, 2011 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address